Summary: The Investment Compliance Agendas For Twenty Eleven
Hiring more compliance faculty will be very common among the SEC, broker-dealers, hedge funds, RIA’s, and the state’s in 2011 and beyond. Some of these areas may take longer than others to get the staff but in general most of these groups will be widening their compliance staff. In this post Madeoff and market crash [...]
Hiring more compliance faculty will be very common among the SEC,
broker-dealers, hedge funds, RIA’s, and the state’s in 2011 and
beyond. Some of these areas may take longer than others to get the
staff but in general most of these groups will be widening their
compliance staff. In this post Madeoff and market crash [...]
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